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Gregory Smith

Wells Fargo Clearing Services, LLC

Hyannis, MA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-07-19
  • CT RA
    APPROVED
    Since 2024-07-19

Branch Locations

1513 Iyannough Rd 1St Fl Ste 3, Hyannis, MA 02601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Hyannis MA 04/2024 Present
Embrace Home Loans Middletown RI 06/2021 04/2024
University Of Massachusetts Dartmouth Dartmouth MA 09/2013 05/2018
Wells Fargo Clearing Services, Llc Hyannis MA 10/2018 06/2021
Kool Kone Wareham MA 04/2008 06/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-19
  • S66 Uniform Combined State Law Examination
    2024-07-19
Other Names
  • Gregory Smith
  • Greg Smith

View on SEC IAPD

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Other Offices

BEACON FINANCIAL PLANNING, INC · HYANNIS, MA
COMMONWEALTH FINANCIAL NETWORK · HYANNIS, MA
TGA CAPITAL MANAGEMENT · HYANNIS, MA
UBS FINANCIAL SERVICES INC. · HYANNIS, MA
MORGAN STANLEY · HYANNIS, MA
COMMONWEALTH FINANCIAL NETWORK · Hyannis, MA
OSAIC WEALTH, INC. · HYANNIS, MA
OSAIC INSTITUTIONS, INC. · HYANNIS, MA

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