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Brad Douglas Currie

LPl Financial LLC

Red Springs, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-02
NC RA APPROVED 2021-07-21
  • TX RA
    APPROVED
    Since 2021-08-02
  • NC RA
    APPROVED
    Since 2021-07-21

Branch Locations

115 W 3Rd Ave, Red Springs, NC 28377 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Charlotte NC 10/2018 12/2019
Waddell & Reed Inc Charlotte NC 12/2019 07/2021
Hornets Basketball Llc Charlotte NC 05/2016 11/2018
Charlotte Hornets Charlotte NC 01/2016 11/2018
Various Insurance Carriers For W & R Insurance Agencies Charlotte NC 12/2019 07/2021
Hornets Basketball, Llc Charlotte NC 05/2016 Present
Itineris Partners Charlotte NC 11/2018 Present
Hornets Basketball, Llc Charlotte NC 05/2016 11/2018
Lpl Financial, Llc Charlotte NC 07/2021 Present
  • 10/2018 → 12/2019
    Waddell & Reed Inc
    Charlotte, NC
  • 12/2019 → 07/2021
    Waddell & Reed Inc
    Charlotte, NC
  • 05/2016 → 11/2018
    Hornets Basketball Llc
    Charlotte, NC
  • 01/2016 → 11/2018
    Charlotte Hornets
    Charlotte, NC
  • 12/2019 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Charlotte, NC
  • 05/2016 → Present
    Hornets Basketball, Llc
    Charlotte, NC
  • 11/2018 → Present
    Itineris Partners
    Charlotte, NC
  • 05/2016 → 11/2018
    Hornets Basketball, Llc
    Charlotte, NC
  • 07/2021 → Present
    Charlotte, NC
Previous Registrations
  • 2020-02-13 → 2021-07-21
    Waddell & Reed
    Charlotte, NC
    Charleroi, PA
Other Businesses

1. 07/21/2021 - Itineris Partners Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2018. 2. 8/17/2021 - Currie Insurance - Not Investment Related - Home Based - Outside/W-2 Employment - Started 08/09/2021 - 25 Hours Per Month/0 Hours During Securities Trading - Dad is the owner of the business. Assistance with some of the parts of running the business such as expense tracking, marketing, ordering supplies, paying bills, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-13
  • S66 Uniform Combined State Law Examination
    2020-02-13
Other Names
  • Brad Currie

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