Floyd Freeman Pate

Current Employers

Employment History

• 12/2012 → Present
  Lpl Financial Llc
  Lumberton, NC

Previous Registrations

• 2010-02-01 → 2012-12-21
  Wells Fargo Clearing Services, Llc
  Lumberton, NC
  Elizabethtown, NC
  Raleigh, NC
• 2003-11-06 → 2010-01-29
  Bb&T Investment Services, Inc.
  Clinton, NC
  Elizabethtown, NC
  Charlotte, NC
  Newton Grove, NC
  Charlotte, NC
  Elizabethtown, NC
  Clinton, NC
  Charlotte, NC
  Wallace, NC
• 2003-07-01 → 2003-11-04
  Morgan Stanley Dw Inc.
  Raleigh, NC

Other Businesses

1. 05/30/2013 - Pate Investment Management, LLC - INV REL - Business Entity For Tax/Investment Purposes Only - for accounting purposes only; not held out to the public. 2. 7/5/2016: The Cason Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/19/2016 - 4 Hours Per Month/1 Hour During Securities Trading - Life Insurance (General Life Insurance Agent). 3. 04/30/2025 - MPC Farms, LLC - Not Investment Related - Other - Equine Farm - At Reported Business Location(s) - Start Date:04/16/2025 - 10 Hours Per Month/0 Hour During Securities Trading 4. 06/09/2025 - Pate Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/07/2025 - 140 Hrs/Mth - 6 Hrs During Trading. 5. 04/16/2026 - Saybrus Partners - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/14/2026 - 10 hours per month/ 6 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-06-25
• S63 Uniform Securities Agent State Law Examination
  1999-03-10

Other Names

• Chip Pate
• Floyd F Pate