Dell Vivien Spiva

Current Employers

O'HAgan Group, Inc.

1429 West Broad Street, Bethlehem, PA 18018 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-01-14

FL RA
APPROVED

Since 2022-01-14

Branch Locations

Tampa, FL • United States

1429 West Broad Street, Bethlehem, PA 18018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kms Financial Services, Inc.	Seattle	WA	01/2019	11/2020
O'HAgan Group, Inc	Bethlehem	PA	09/2021	Present
United Airlines	Chicago	IL	10/2006	Present
Arbor Point Advisors	Lavista	NE	11/2020	09/2021
Inertia Insurance Services Llc	Tampa	FL	05/2008	Present

01/2019 → 11/2020

Kms Financial Services, Inc.

Seattle, WA
09/2021 → Present

O'HAgan Group, Inc

Bethlehem, PA
10/2006 → Present

United Airlines

Chicago, IL
11/2020 → 09/2021

Arbor Point Advisors

Lavista, NE
05/2008 → Present

Inertia Insurance Services Llc

Tampa, FL

Previous Registrations

2020-11-06 → 2021-09-30

Arbor Point Advisors

Lavista, NE
2019-03-06 → 2020-11-06

Kms Financial Services, Inc.

Tampa, FL

Bethlehem, PA

Other Businesses

INERTIA INSURANCE SERVICES, LLC - NOT INVESTMENT RELATED - 12908 CYPRESS ESTATES PLACE, TAMPA, FL 33624 - INSURANCE - AGENT - 2009 - 10 HRS/MO - OFFERING SUPPLEMENTAL PILOT DISABILITY AND LIFE INSURANCE PRODICUTS UNITED AIRLINES - NOT INVESTMENT RELATED - 233 SOUTH WACKER DRIVE, CHICAGO, IL 60606 - AIRLINE - PILOT - 10/17/2006 - 85 HRS/MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-03-06

S65 Uniform Investment Adviser Law Examination

2019-03-06

Other Names

Dell Spiva

View on SEC IAPD