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Principal Advised Services CRD 297324
$1.42B regulatory AUM 16,537 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-08-05 |
| AZ | RA | APPROVED | 2024-08-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corp | Columbus | OH | 10/2018 | 03/2022 |
| Unemployed | N/A | AL | 12/2015 | 01/2017 |
| Oreganoe's Pizza Bistro | Scottsdale | AZ | 01/2017 | 05/2017 |
| Unemployed | N/A | AZ | 05/2017 | 08/2017 |
| Chuy's Tex Mex | Tuscaloosa | AL | 08/2017 | 05/2018 |
| Unemployed | N/A | AZ | 05/2018 | 07/2018 |
| Tailord Magament | Scottsdale | AZ | 07/2018 | 10/2018 |
| Gwfs Equities, Inc | Greenwood Village | CO | 03/2022 | 10/2023 |
| Onedigital Investment Advisors Llc | Overland Park | KS | 10/2023 | 05/2024 |
| Principal Life Insurance Co | Phoenix | AZ | 07/2024 | Present |
| Principal Securities | Des Moines | IA | 07/2024 | Present |
| Principal Advised Services | Phoenix | AZ | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-11-26 |
| S65 | Uniform Investment Adviser Law Examination | 2019-10-04 |
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