Timothy Allen Self

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → Present
  Lpl Financial, Llc
  Sarasota, FL
• 06/2007 → 03/2017
  Insignia Bank
  Sarasota, FL

Previous Registrations

• 2005-10-24 → 2007-06-08
  Raymond James & Associates, Inc.
  Sarasota, FL
  Sarasota, FL

Other Businesses

1. 06/25/2007 - Kentucky Alumni Association - Not Investment Related - Non-Profit Board Member - Founder and member. 2. 3/23/2017 - Peace of Mind Financial, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 02/20/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 12/11/2024 - Siesta Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 40 hours per month/ 32 hours during trading. 4) 09/29/2025 - Siesta Wealth Insurance - Invetment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:09/18/2025 - 1 Hrs/Mth - 1 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-05-26

Other Names

• Timothy A Self