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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-07-14 |
| TX | RA | APPROVED | 2025-07-14 |
Branch Locations
20530 North Rand Road Suite 448, Deer Park, IL 60010-7233 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Highland Park | IL | 10/2018 | 05/2019 |
| Dominican University | River Forest | IL | 08/2015 | 05/2018 |
| B Restaurant Llc | Chicago | IL | 02/2020 | 08/2023 |
| Italian Job Llc (Dba Siena Tavern) | Chicago | IL | 05/2021 | 01/2022 |
| Kinzie Restaurant Limited Partner | Chicago | IL | 04/2016 | 01/2021 |
| Fidelity Investments | Highland Park | IL | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-01 |
| S65 | Uniform Investment Adviser Law Examination | 2021-03-04 |
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