Anthony R. Ruffalo

Current Employers

Employment History

• 07/2008 → Present
  Lpl Financial, Llc
  Charlotte, NC

Previous Registrations

• 2005-06-15 → 2008-08-05
  Equitable Advisors, Llc
  Charlotte, NC
  Charlotte, NC

Other Businesses

(1) 03/30/2016 * Ruffalo Wealth Management * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 03/23/2016 * 160 HRS/MO; 8 HRS/MO DURING SECS TRDG HRS. (2) 06/23/2016 * Higland Capital BGA * Non-Variable Insurance * INV REL * 6135 Park South Dr. Suite 130 Charlotte, NC 28210 * A. Producer B.Highland Capital BGA C.) Yes D.)No * START 06/13/2016 * 8 HRS/MO NOT DURING SECS TRDG HRS. (3) 06/08/2023 - No Business Name - Not Investment Related - At Reported Business Location(s) - Rep's Business - Digital Marketing Education - Start Date 02/01/2023 - 12 Hours Per Month/ 0 Hours Per Month (4) 02/15/2024 - Real Estate Rental - Investment Related - Fort Mill, SC - Start Date 01/01/2024 - 0 Hours Per Month/ During Trading (5) 03/05/2026 - Broadcloth Tax Advsiors - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 02/27/2026 - 10 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2005-05-19

Designations

Other Names

• Anthony R. Ruffalo
• Anthony R. Ruffalo Cfp