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5550 Granite Parkway Suite 180, Plano, TX 75024 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-01 |
Branch Locations
3556 Ne Stallings Drive Suite 101, Nacogdoches, TX 75965 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Nacogdoches | TX | 11/2007 | 03/2025 |
| Raymond James Financial Services Advisors, Inc | Nacogdoches | TX | 01/2009 | 03/2025 |
| Smith & Partners Financial Services Llc | Nacogdoches | TX | 07/2013 | 10/2017 |
| Southwest Research Institute | Nacogdoches | TX | 01/2008 | 12/2019 |
| Parkway Wealth Management Group | Nacogdoches | TX | 10/2017 | 03/2025 |
| Parkway Wealth Management Group Llc | Nacogdoches | TX | 04/2025 | Present |
| Cabot Lodge Securities, Llc | Schaumburg | IL | 04/2025 | 06/2025 |
(1)Name of Business: 12 Oaks Properties, LLC Address: 1256 FM 2664, Nacogdoches, TX, 75965, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/01/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of the real estate (2)Name of Business: Our Long Properties, LLC Address: 1256 FM 2664, Nacogdoches, TX, 75965, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of land that is rented/leased out. (3)Name of Business: Prosperity REIG, LLC Address: 924 N. University Dr. , Nacogdoches, TX, 75961, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 04/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: There are 3 partners, George Barham, Russell Brewster and myself. George is the active participant who does the buying and selling of real estate for the investors as a whole. Russell and I are passive and are simply the "checks and balances" for George. (4) Separately licensed as an independent insurance agent. (5) TX HOP Club, LLC, not a securities investment, Granbury, TX, Private Investor, 10/2023, Zero hours per month, zero hours during trading hours. (6) Old Place Cabins, LLC - not a securities investment, 938 CR 1361, Garrison, TX 75946, AirBNB cabins, owner-proprietor, 2/2026, 2 to 10 hours per month, zero during trading hours, owner of the real estate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-27 |
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