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Nicholas Ryan Roop

Mml Investors Services, LLC

Burlington, VT

Colchester, VT

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-29
VT RA APPROVED 2020-03-24
  • TX RA
    APPROVED
    Since 2020-06-29
  • VT RA
    APPROVED
    Since 2020-03-24

Branch Locations

100 Bank St Suite 500, Burlington, VT 05401 • United States

Colchester, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Burlington VT 11/2018 Present
Mml Investors Services, Llc Burlington VT 11/2018 Present
Keurig Dr. Pepper Waterbury VT 12/2015 04/2019
  • 11/2018 → Present
    Mass Mutual Life Insurance Company
    Burlington, VT
  • 11/2018 → Present
    Mml Investors Services, Llc
    Burlington, VT
  • 12/2015 → 04/2019
    Keurig Dr. Pepper
    Waterbury, VT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-11
S63 Uniform Securities Agent State Law Examination 2019-02-04
  • S65 Uniform Investment Adviser Law Examination
    2020-03-11
  • S63 Uniform Securities Agent State Law Examination
    2019-02-04
Other Names
  • Nicholas Roop

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Burlington, VT
CETERA INVESTMENT ADVISERS LLC · BURLINGTON, VT
BLUE SLATE INVESTMENT MANAGEMENT · BURLINGTON, VT
GAINGELS VENTURES LLC · BURLINGTON, VT
GAINGELS MANAGEMENT LLC · BURLINGTON, VT
GAINGELS 10X CAPITAL DIVERSITY MANAGEMENT LLC · BURLINGTON, VT
TEUCRIUM INVESTMENT ADVISORS, LLC · BURLINGTON, VT
ONE DAY IN JULY LLC · BURLINGTON, VT

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