Daniel Joseph Imfeld

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-05-27
OH	RA	APPROVED	2019-01-18

TX RA
APPROVED

Since 2019-05-27
OH RA
APPROVED

Since 2019-01-18

Branch Locations

43 Village Way Suite 201, Hudson, OH 44236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Hudson	OH	11/2018	Present
Deloitte & Touche Llp	Cleveland	OH	09/2013	11/2018

11/2018 → Present

Ubs Financial Services Inc.

Hudson, OH
09/2013 → 11/2018

Deloitte & Touche Llp

Cleveland, OH

Other Businesses

1) NAME OF OTHER BUSINESS:Starkweather Group LLC / INVESTMENT RELATED?: Yes / ADDRESS: 915 Starkweather Avenue,Cleveland, Ohio 44113, US / NATURE OF THE BUSINESS: Real Estate/ POSITION:Proprietor / owner/ DUTIES:I own 4 residential rental properties in Cleveland, Ohio. I solely own and manage the properties. I own an LLC in the state of Ohio (Starkweather Group). I plan to transfer the rental properties into this LLC, however as of today (02/05/2021) this LLC has no assets or liabilities. I spend roughly 3 hours per month doing administrative tasks for the rental properties (all work performed on the weekends). I spend zero hours during the securities trading hours doing these activities./ START DATE: 9/1/2015/ HOURS DEVOTED TO BUSINESS: No

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-01-18

S66 Uniform Combined State Law Examination

2019-01-18