Ryan James Birge

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 09/2016
  Online Trading Academy
  Norwalk, CT
• 11/2016 → 06/2017
  People's Securities, Inc.
  Bridgeport, CT
• 06/2017 → 08/2017
  Rbc Capital Markets, Llc
  Westport, CT
• 08/2017 → 10/2024
  Morgan Stanley
  Charleston, SC
• 01/2018 → 10/2024
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2024 → Present
  Lpl Financial Llc
  Daniel Island, SC

Previous Registrations

• 2017-08-31 → 2024-11-05
  Morgan Stanley
  Westport, CT
  Charleston, SC
• 2017-06-19 → 2017-09-12
  Rbc Capital Markets, Llc
  Westport, CT
• 2016-12-14 → 2017-06-26
  People'S Securities, Inc.
  Shelton, CT
  Shelton, CT
  Seymour, CT
  Ansonia, CT
  Bridgeport, CT
  Trumbull, CT
• 2008-06-09 → 2015-05-27
  Rbc Capital Markets, Llc
  Hartford, CT
  Westport, CT
  Stamford, CT
  Minneapolis, MN
  New Haven, CT
• 2007-08-30 → 2008-06-26
  Citigroup Global Markets Inc.
  Westport, CT

Other Businesses

1- 10/2024 / Island Park Private Wealth / DBA for LPL Business (entity for LPL business) / INV RLTD / 200 HRS MNTH / 6.5 HRS DURING TRADING / START 10/21/2024

Exams

• S66 Uniform Combined State Law Examination
  2006-12-20