James Shipe

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2018 → 10/2024
  Edward Jones
  St Louis, MO
• 11/2016 → 10/2018
  Firstmed Ambulance Service
  Sun Valley, CA
• 10/2016 → 11/2016
  Amwest Ambulance
  Sun Valley, CA
• 08/2016 → 10/2016
  Simi Valley Adult Emt School
  Simi Valley, CA
• 10/2024 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 10/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-02-06 → 2024-10-21
  Edward Jones
  Mission Hills, CA
  St Louis, MO
  Westlake Village, CA
  Thousand Oaks, CA

Other Businesses

1. NAME OF OTHER BUSINESS: WILDE WEALTH MANAGEMENT GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 35 POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL SERVICES TO CLIENTS 2. NAME OF OTHER BUSINESS: ROTARY CLUB OF WESTLAKE VILLAGE INVESTMENT RELATED: NO ADDRESS: 299 S MOORPARK RD, THOUSAND OAKS, CA 91361 NATURE OF BUSINESS: COMMUNITY ORGANIZATION START DATE: 07/2024 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER BRIEF DESCRIPTION OF DUTIES: OVERSEE THE OPERATIONS OF THE CLUB; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 2/2019; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 4. NAME OF OTHER BUSINESS: ROTARY CLUB OF WESTLAKE VILLAGE NOON INVESTMENT RELATED: NO ADDRESS: 299 S MOORPARK RD, THOUSAND OAKS CA 91361 NATURE OF BUSINESS: BOARD START DATE: 7/1/26 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: RUN THE CLUB, REVIEW BUDGETS, MANAGE THE BOARD, HOST MEETING

Exams

• S66 Uniform Combined State Law Examination
  2019-02-05

Other Names

• James Shipe
• James Ruven Kamakaokalani Shipe
• James R Shipe