James Harrison Randall

Current Employers

Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2026-07-14
TX	RA	APPROVED	2026-07-14

OK RA
APPROVED

Since 2026-07-14
TX RA
APPROVED

Since 2026-07-14

Branch Locations

3001 Dallas Parkway Suite 550, Frisco, TX 75034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	Phoenix	AZ	08/2018	02/2021
Unemployed	Scottsdale	AZ	03/2021	03/2021
Northwestern Mutual	Irving	TX	04/2021	10/2022
Texas Tech University	Lubbock	TX	01/2015	08/2018
Capital Advisors, Inc.	Tulsa	OK	10/2022	06/2026
Corient	Frisco	TX	06/2026	Present

08/2018 → 02/2021

Edward Jones

Phoenix, AZ
03/2021 → 03/2021

Unemployed

Scottsdale, AZ
04/2021 → 10/2022

Northwestern Mutual

Irving, TX
01/2015 → 08/2018

Texas Tech University

Lubbock, TX
10/2022 → 06/2026

Capital Advisors, Inc.

Tulsa, OK
06/2026 → Present

Corient

Frisco, TX

Previous Registrations

2022-10-31 → 2026-07-17

Capital Advisors, Inc.

Frisco, TX

Tulsa, OK
2021-08-11 → 2022-11-03

Northwestern Mutual Investment Services, Llc

Gilbert, AZ

Irving, TX
2019-02-12 → 2021-02-04

Edward Jones

Scottsdale, AZ

St Louis, MO

Peoria, AZ

Sun City, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-02-06
S63	Uniform Securities Agent State Law Examination	2018-07-18

S66 Uniform Combined State Law Examination

2019-02-06
S63 Uniform Securities Agent State Law Examination

2018-07-18

Other Names

James Harrison Randall
Harrison Randall
James Randall

View on SEC IAPD