Thomas Kenneth Rippberger

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 10/2019
  Advisornet Wealth Management
  Minneapois, MN
• 12/2014 → 10/2019
  Cetera Advisor Networks Llc
  El Segundo, CA
• 10/2019 → Present
  Osaic Wealth, Inc.
  Plymouth, MN
• 11/2019 → 03/2021
  Affiliated Advisors, Inc.
  Rochester, MI
• 10/2019 → 03/2021
  Affiliated Advisors
  Rochester, MI
• 09/2013 → 10/2019
  Advisornet
  Plymouth, MI
• 10/2019 → Present
  Affiliated Advisors, Llc
  Saint Louis Park, MN

Previous Registrations

• 2020-03-18 → 2021-03-24
  Affiliated Advisors, Inc.
  Rochester, MI
• 2014-01-21 → 2019-10-22
  Advisornet Wealth Partners
  Minnetonka, MN
• 2018-02-22 → 2019-10-08
  Cetera Wealth Services, Llc
  Minnetonka, MN
• 2004-12-02 → 2013-04-19
  Choreo, Llc
  Rockford, IL
  Minneapolis, MN
• 2002-08-15 → 2004-12-01
  Voya Financial Advisors, Inc.
  Minneapolis, MN

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: MULTIPLE LINES OF INSURANCE START DATE: 9/2013 APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL POSITION/TITLE/RELATIONSHIP: INDEPENDENT INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: DISABILITY, FIXED ANNUITIES AND LIFE INSURANCE 2. DBA FINANCIALLY FLUENT ADVISORS, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 5/2015, PARTNER, APX 10 HOURS PER WEEK, MAY BE DURING TRADING HOURS, FINANCIAL PLANNING 3. NAME OF OTHER BUSINESS: BERGER FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: 1695 STATE HIGHWAY 169, PLYMOUTH, MN, 55441 NATURE OF BUSINESS: FULL SERVICE FINANCIAL START DATE: 07/2019 POSITION/TITLE/RELATIONSHIP: INDEPENDENT BOARD MEMBER LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: GENERAL BOARD DUTIES, NO INACTION WITH CLIENTS 4. FINANCIALLY FLUENT ADVISORS POSITION: Financial Planner NATURE: assumed name for service line for Affiliated Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 04/01/2015 ADDRESS: 5353 Wayzata Blvd, Suite 602, Saint Louis Park MN 55416, United States DESCRIPTION: This is the business name that I offer Financial Planning, Insurance, and Investment advice. It is already on my U4, but i do not see an OBA for it. 5. AFFILIATED ADVISORS, LLC POSITION: Managing Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/01/2019 ADDRESS: 5353 Wayzata Blvd., Suite 602, St Louis Park MN 55416, United States DESCRIPTION: OSJ for Osaic Wealth 6. N/A POSITION: Secretary NATURE: This is a Church Committee. I am on the Church Endowment Committee. I am the Secretary. I take notes and vote on uses of money within the church. I do not have access to move, invest or control money. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2025 ADDRESS: 600 Hopkins Crossroad, Minnetonka MN 55305, United States DESCRIPTION: This is a Church Committee. I am on the Church Endowment Committee. I am the Secretary. I take notes and vote on uses of money within the church. I do not have access to move, invest or control money.

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-10-25
• S65 Uniform Investment Adviser Law Examination
  2001-01-23

Designations

• Certified Financial Planner

Other Names

• Tom Rippberger
• Thomas Rippberger