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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-13
FL RA APPROVED 2023-06-08
MI RA APPROVED 2019-11-12
MN RA APPROVED 2019-10-10
VA RA APPROVED 2019-10-10
  • TX RA
    APPROVED
    Since 2024-11-13
  • FL RA
    APPROVED
    Since 2023-06-08
  • MI RA
    APPROVED
    Since 2019-11-12
  • MN RA
    APPROVED
    Since 2019-10-10
  • VA RA
    APPROVED
    Since 2019-10-10

Branch Locations

Plymouth, MN • United States

5353 Wayzata Boulevard Suite 602, St Louis Park, MN 55416 • United States

Pierz, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisornet Wealth Management Minneapois MN 09/2013 10/2019
Cetera Advisor Networks Llc El Segundo CA 12/2014 10/2019
Osaic Wealth, Inc. Plymouth MN 10/2019 Present
Affiliated Advisors, Inc. Rochester MI 11/2019 03/2021
Affiliated Advisors Rochester MI 10/2019 03/2021
Advisornet Plymouth MI 09/2013 10/2019
Affiliated Advisors, Llc Saint Louis Park MN 10/2019 Present
  • 09/2013 → 10/2019
    Advisornet Wealth Management
    Minneapois, MN
  • 12/2014 → 10/2019
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 10/2019 → Present
    Plymouth, MN
  • 11/2019 → 03/2021
    Affiliated Advisors, Inc.
    Rochester, MI
  • 10/2019 → 03/2021
    Affiliated Advisors
    Rochester, MI
  • 09/2013 → 10/2019
    Advisornet
    Plymouth, MI
  • 10/2019 → Present
    Affiliated Advisors, Llc
    Saint Louis Park, MN
Previous Registrations
  • 2020-03-18 → 2021-03-24
    Affiliated Advisors, Inc.
    Rochester, MI
  • 2014-01-21 → 2019-10-22
    Minnetonka, MN
  • 2018-02-22 → 2019-10-08
    Cetera Wealth Services, Llc
    Minnetonka, MN
  • 2004-12-02 → 2013-04-19
    Rockford, IL
    Minneapolis, MN
  • 2002-08-15 → 2004-12-01
    Minneapolis, MN
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: MULTIPLE LINES OF INSURANCE START DATE: 9/2013 APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL POSITION/TITLE/RELATIONSHIP: INDEPENDENT INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: DISABILITY, FIXED ANNUITIES AND LIFE INSURANCE 2. DBA FINANCIALLY FLUENT ADVISORS, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 5/2015, PARTNER, APX 10 HOURS PER WEEK, MAY BE DURING TRADING HOURS, FINANCIAL PLANNING 3. NAME OF OTHER BUSINESS: BERGER FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: 1695 STATE HIGHWAY 169, PLYMOUTH, MN, 55441 NATURE OF BUSINESS: FULL SERVICE FINANCIAL START DATE: 07/2019 POSITION/TITLE/RELATIONSHIP: INDEPENDENT BOARD MEMBER LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: GENERAL BOARD DUTIES, NO INACTION WITH CLIENTS 4. FINANCIALLY FLUENT ADVISORS POSITION: Financial Planner NATURE: assumed name for service line for Affiliated Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 04/01/2015 ADDRESS: 5353 Wayzata Blvd, Suite 602, Saint Louis Park MN 55416, United States DESCRIPTION: This is the business name that I offer Financial Planning, Insurance, and Investment advice. It is already on my U4, but i do not see an OBA for it. 5. AFFILIATED ADVISORS, LLC POSITION: Managing Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/01/2019 ADDRESS: 5353 Wayzata Blvd., Suite 602, St Louis Park MN 55416, United States DESCRIPTION: OSJ for Osaic Wealth 6. N/A POSITION: Secretary NATURE: This is a Church Committee. I am on the Church Endowment Committee. I am the Secretary. I take notes and vote on uses of money within the church. I do not have access to move, invest or control money. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2025 ADDRESS: 600 Hopkins Crossroad, Minnetonka MN 55305, United States DESCRIPTION: This is a Church Committee. I am on the Church Endowment Committee. I am the Secretary. I take notes and vote on uses of money within the church. I do not have access to move, invest or control money.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-10-25
S65 Uniform Investment Adviser Law Examination 2001-01-23
  • S63 Uniform Securities Agent State Law Examination
    2019-10-25
  • S65 Uniform Investment Adviser Law Examination
    2001-01-23
Designations
Other Names
  • Tom Rippberger
  • Thomas Rippberger

View on SEC IAPD

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