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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-13 |
| FL | RA | APPROVED | 2023-06-08 |
| MI | RA | APPROVED | 2019-11-12 |
| MN | RA | APPROVED | 2019-10-10 |
| VA | RA | APPROVED | 2019-10-10 |
Branch Locations
5353 Wayzata Boulevard Suite 602, St Louis Park, MN 55416 • United States
Pierz, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advisornet Wealth Management | Minneapois | MN | 09/2013 | 10/2019 |
| Cetera Advisor Networks Llc | El Segundo | CA | 12/2014 | 10/2019 |
| Osaic Wealth, Inc. | Plymouth | MN | 10/2019 | Present |
| Affiliated Advisors, Inc. | Rochester | MI | 11/2019 | 03/2021 |
| Affiliated Advisors | Rochester | MI | 10/2019 | 03/2021 |
| Advisornet | Plymouth | MI | 09/2013 | 10/2019 |
| Affiliated Advisors, Llc | Saint Louis Park | MN | 10/2019 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: MULTIPLE LINES OF INSURANCE START DATE: 9/2013 APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL POSITION/TITLE/RELATIONSHIP: INDEPENDENT INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: DISABILITY, FIXED ANNUITIES AND LIFE INSURANCE 2. DBA FINANCIALLY FLUENT ADVISORS, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 5/2015, PARTNER, APX 10 HOURS PER WEEK, MAY BE DURING TRADING HOURS, FINANCIAL PLANNING 3. NAME OF OTHER BUSINESS: BERGER FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: 1695 STATE HIGHWAY 169, PLYMOUTH, MN, 55441 NATURE OF BUSINESS: FULL SERVICE FINANCIAL START DATE: 07/2019 POSITION/TITLE/RELATIONSHIP: INDEPENDENT BOARD MEMBER LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: GENERAL BOARD DUTIES, NO INACTION WITH CLIENTS 4. FINANCIALLY FLUENT ADVISORS POSITION: Financial Planner NATURE: assumed name for service line for Affiliated Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 04/01/2015 ADDRESS: 5353 Wayzata Blvd, Suite 602, Saint Louis Park MN 55416, United States DESCRIPTION: This is the business name that I offer Financial Planning, Insurance, and Investment advice. It is already on my U4, but i do not see an OBA for it. 5. AFFILIATED ADVISORS, LLC POSITION: Managing Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/01/2019 ADDRESS: 5353 Wayzata Blvd., Suite 602, St Louis Park MN 55416, United States DESCRIPTION: OSJ for Osaic Wealth 6. N/A POSITION: Secretary NATURE: This is a Church Committee. I am on the Church Endowment Committee. I am the Secretary. I take notes and vote on uses of money within the church. I do not have access to move, invest or control money. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2025 ADDRESS: 600 Hopkins Crossroad, Minnetonka MN 55305, United States DESCRIPTION: This is a Church Committee. I am on the Church Endowment Committee. I am the Secretary. I take notes and vote on uses of money within the church. I do not have access to move, invest or control money.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-10-25 |
| S65 | Uniform Investment Adviser Law Examination | 2001-01-23 |
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