Best Investors Account Sign in

John M. Humphries

Wells Fargo Clearing Services, LLC

Bryan, TX

Houston, TX

Brenham, TX

Centerville, TX

College Station, TX

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-04-11
  • TX RA
    APPROVED
    Since 2012-04-11

Branch Locations

3000 Briarcrest Dr, Bryan, TX 77802 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

2450 Becker Dr, Brenham, TX 77833 • United States

115 E Saint Marys, Centerville, TX 75833 • United States

200 Southwest Pkwy E, College Station, TX 77840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Bryan TX 04/2012 11/2016
Wells Fargo Clearing Services, Llc Bryan TX 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-16
  • S66 Uniform Combined State Law Examination
    2005-06-16
Other Names
  • John Mark Humphries

View on SEC IAPD

Other Firms

EDWARD JONES
WARWICK PARTNERS
ISC ADVISORS, INC.
CHARIS LEGACY PARTNERS
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC
REGAL ADVISORY SERVICES, INC.

Other Investors

Joseph Lastor Boring
Ross Hoerster Willmann
THOMAS EUGENE FRAIM
Grant Mitchell Stucki
Clarence Hays Glover
Franklin Thomas Farrell
GEORGE DAVID LEA
Randall Keith Mangum

Other Offices

EDWARD JONES · BRYAN, TX
WARWICK PARTNERS · BRYAN, TX
ISC ADVISORS, INC. · Bryan, TX
EDWARD JONES · COLLEGE STATION, TX
CHARIS LEGACY PARTNERS · BRYAN, TX
CETERA INVESTMENT ADVISERS LLC · BRYAN, TX
CETERA INVESTMENT ADVISERS LLC · BRYAN, TX
WELLS FARGO CLEARING SERVICES, LLC · BRYAN, TX

More in Bryan, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor