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Kevin Walter Quinn

Capital Client Group, Inc.

Des Plaines, IL

Chicago, IL

New York, NY

CRD 7032971

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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-08-14
  • IL RA
    APPROVED
    Since 2024-08-14

Branch Locations

Des Plaines, IL • United States

444 W. Lake St., Suite 4600, Chicago, IL 60606 • United States

399 Park Ave., 39Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mesirow Financial, Inc. Chicago IL 10/2018 07/2024
Aon Chicago IL 06/2016 10/2018
Capital Group / Capital Client Group, Inc. Chiacgo IL 07/2024 Present
  • 10/2018 → 07/2024
    Mesirow Financial, Inc.
    Chicago, IL
  • 06/2016 → 10/2018
    Aon
    Chicago, IL
  • 07/2024 → Present
    Capital Group / Capital Client Group, Inc.
    Chiacgo, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-17
  • S66 Uniform Combined State Law Examination
    2019-06-17
Other Names
  • Kevin Quinn

View on SEC IAPD

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