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8205 Nature'S Way #219, Lakewood Ranch, FL 34202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-05-05 |
Branch Locations
West Caldwell, NJ • United States
8205 Nature'S Way #219, Lakewood Ranch, FL 34202 • United States
579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-29 |
| CT | RA | APPROVED | 2018-10-23 |
Branch Locations
West Caldwell, NJ • United States
100 Mill Plain Road 3Rd Floord, Danbury, CT 06811 • United States
579 Main Street, Bolton, MA 01740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pepsi Beverages Company | Stratford | CT | 05/2013 | 01/2017 |
| Smeraldina Corporation | New York | NY | 01/2017 | 05/2017 |
| Boston Scientific | Marlborough | MA | 05/2017 | 10/2018 |
| Bolton Global Capital | West Caldwell | NJ | 05/2019 | Present |
| Bolton Global Asset Management | West Caldwell | NJ | 10/2018 | Present |
| Dow Software, Llc | Lakewood | FL | 09/2019 | Present |
| Dow Family Office Advisory, Llc | West Caldwell | NJ | 04/2026 | Present |
1) Shane Edmond is dually registered as an investment advisor representative and registered representative with Bolton Global Asset Management and Bolton Global Capital (collectively "Bolton") since 2018 and as an investment advisor representative with Dow Family Office Advisory, LLC since 04/2026. Approximately 50% of Mr. Edmond's time is dedicated for activities as an investment advisor representative and registered representative of Bolton, with the balance as an investment advisor representative of Dow Family Office Advisory, LLC. 2) Licensed Insurance Agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 5% of time during the month. 3) Dow Software, LLC; Not investment-related; 8205 Nature's Way, #219, Lakewood Ranch, FL. 34202; Sales; Provide Business Development and Sales support to the company. Assist in selling and integrating our software products for professional practices; Less than 5% of time during the month. 4) Blue Water Wave, LLC; Not investment-related; 49 Maple Parkway, Sparta, NJ. 07871; Business networking organization; Young Professionals Ambassador; Lead networking meetings and meet with new potential members if they are interested in joining; Less than 5% of time during the month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-07-30 |
| S65 | Uniform Investment Adviser Law Examination | 2018-09-27 |
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