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Current Employers
Dow Family Office Advisory, Llc

8205 Nature'S Way #219, Lakewood Ranch, FL 34202 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-05-05
  • NJ RA
    APPROVED
    Since 2026-05-05

Branch Locations

West Caldwell, NJ • United States

8205 Nature'S Way #219, Lakewood Ranch, FL 34202 • United States

Bolton Securities Corporation

579 Main Street, Bolton, MA 01740 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-29
CT RA APPROVED 2018-10-23
  • NJ RA
    APPROVED
    Since 2026-01-29
  • CT RA
    APPROVED
    Since 2018-10-23

Branch Locations

West Caldwell, NJ • United States

100 Mill Plain Road 3Rd Floord, Danbury, CT 06811 • United States

579 Main Street, Bolton, MA 01740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pepsi Beverages Company Stratford CT 05/2013 01/2017
Smeraldina Corporation New York NY 01/2017 05/2017
Boston Scientific Marlborough MA 05/2017 10/2018
Bolton Global Capital West Caldwell NJ 05/2019 Present
Bolton Global Asset Management West Caldwell NJ 10/2018 Present
Dow Software, Llc Lakewood FL 09/2019 Present
Dow Family Office Advisory, Llc West Caldwell NJ 04/2026 Present
  • 05/2013 → 01/2017
    Pepsi Beverages Company
    Stratford, CT
  • 01/2017 → 05/2017
    Smeraldina Corporation
    New York, NY
  • 05/2017 → 10/2018
    Boston Scientific
    Marlborough, MA
  • 05/2019 → Present
    Bolton Global Capital
    West Caldwell, NJ
  • 10/2018 → Present
    Bolton Global Asset Management
    West Caldwell, NJ
  • 09/2019 → Present
    Dow Software, Llc
    Lakewood, FL
  • 04/2026 → Present
    West Caldwell, NJ
Other Businesses

1) Shane Edmond is dually registered as an investment advisor representative and registered representative with Bolton Global Asset Management and Bolton Global Capital (collectively "Bolton") since 2018 and as an investment advisor representative with Dow Family Office Advisory, LLC since 04/2026. Approximately 50% of Mr. Edmond's time is dedicated for activities as an investment advisor representative and registered representative of Bolton, with the balance as an investment advisor representative of Dow Family Office Advisory, LLC. 2) Licensed Insurance Agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 5% of time during the month. 3) Dow Software, LLC; Not investment-related; 8205 Nature's Way, #219, Lakewood Ranch, FL. 34202; Sales; Provide Business Development and Sales support to the company. Assist in selling and integrating our software products for professional practices; Less than 5% of time during the month. 4) Blue Water Wave, LLC; Not investment-related; 49 Maple Parkway, Sparta, NJ. 07871; Business networking organization; Young Professionals Ambassador; Lead networking meetings and meet with new potential members if they are interested in joining; Less than 5% of time during the month.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-07-30
S65 Uniform Investment Adviser Law Examination 2018-09-27
  • S63 Uniform Securities Agent State Law Examination
    2019-07-30
  • S65 Uniform Investment Adviser Law Examination
    2018-09-27
Designations

View on SEC IAPD

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