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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-14 |
Branch Locations
3301 N Big Spring St, Midland, TX 79705 • United States
201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Midland | TX | 04/1994 | Present |
| Wells Fargo Clearing Services, Llc | Midland | TX | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-19 |
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