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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-14
  • TX RA
    APPROVED
    Since 2019-05-14

Branch Locations

3301 N Big Spring St, Midland, TX 79705 • United States

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Midland TX 04/1994 Present
Wells Fargo Clearing Services, Llc Midland TX 10/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-14
S63 Uniform Securities Agent State Law Examination 2019-03-19
  • S65 Uniform Investment Adviser Law Examination
    2019-05-14
  • S63 Uniform Securities Agent State Law Examination
    2019-03-19
Other Names
  • Terri Lynn Templin
  • Terri Lynn Troy
  • Terri Lynn Lockhart
  • Terri Lynn Johnson

View on SEC IAPD

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