Best Investors Account Sign in

Cynthia Cardoza

Charles Schwab & Co., Inc.

El Paso, TX

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-15
  • TX RA
    APPROVED
    Since 2022-12-15

Branch Locations

1945 Northwestern Drive, El Paso, TX 79912-1108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na El Paso TX 07/2010 12/2022
Wells Fargo Clearing Services, Llc El Paso TX 10/2018 12/2022
Charles Schwab & Co., Inc. El Paso TX 12/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-06
S63 Uniform Securities Agent State Law Examination 2019-03-01
  • S65 Uniform Investment Adviser Law Examination
    2019-05-06
  • S63 Uniform Securities Agent State Law Examination
    2019-03-01
Other Names
  • Cynthia Yanez

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

JESUS CASTELLANOS
RICHARD JOENS
Divia Correa
Paulina Rodriguez
Christian A Chavira
Emmanuel Molina
KRISTINE D MARCUM
LAURA JONES

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EL PASO, TX
OSAIC WEALTH, INC. · EL PASO, TX
RAYMOND JAMES & ASSOCIATES, INC. · EL PASO, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EL PASO, TX
PARK AVENUE SECURITIES LLC · EL PASO, TX
LPL FINANCIAL LLC · EL PASO, TX
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC · EL PASO, TX
CETERA INVESTMENT ADVISERS LLC · EL PASO, TX

More in El Paso, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor