Joey Ray Coffey

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilmington, NC

Other Businesses

I*134956 For profit or not for profit: Non-Profit Organization Name of outside business organization: The Grove HOA, Inc. Investment related: N Address of business: Wilmington, North Carolina 28405 Nature of business: Corporation, Position, title, association: Director, Start date of relationship: 12/10/2020 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The entity is a homeowner association. The position is a board member/director. The association consists of three board members/directors responsible for the administration of the affairs of the association. There are 25 homes in the community.

Exams

• S66 Uniform Combined State Law Examination
  2019-05-07

Other Names

• Joey Coffey