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10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-10 |
Branch Locations
145 Lincoln Avenue Suite A, Winter Park, FL 32789 • United States
10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcconnell Golf | Greensboro | NC | 10/2016 | 03/2017 |
| Durham Bulls Baseball Club | Durham | NC | 03/2017 | 08/2017 |
| Img Learfield Ticket Solutions | Chapel Hill | NC | 08/2017 | 05/2018 |
| N/A | Orlando | FL | 05/2018 | 10/2018 |
| Charles Schwab & Co., Inc. | Orlando | FL | 10/2018 | 03/2021 |
| N/A | Orchard Park | NY | 06/2016 | 10/2016 |
| Pathstone | Winter Park | FL | 02/2025 | Present |
| Charles Schwab & Co., Inc. | Orlando | FL | 03/2021 | 10/2021 |
| Charles Schwab & Co., Inc. | Orlando | FL | 10/2021 | 02/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-12 |
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