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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-10 |
| MD | RA | APPROVED | 2017-12-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Towson | MD | 02/2008 | Present |
| Bank Of America, N.A. | Towson | MD | 06/2018 | Present |
I*104144 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ARBONNE INTERNATIONAL INVESTMENT RELATED: N ADDRESS OF BUSINESS: IRVINE, CALIFORNIA 92618 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: CONSULTANT, START DATE OF RELATIONSHIP: 3/1/2017 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM AN ARBONNE INDEPENDENT CONSULTANT. PURPOSE IS TO NETWORK AND SHARE/SELL HEALTH AND WELLNESS PRODUCTS. ALSO THE PURPOSE IS TO GET OTHERS TO JOIN THE TEAM IN THE BUSINESS. I*119947 For profit or not for profit: Non-Profit Organization Name of outside business organization: American Hearts Association Investment related: N Address of business: Baltimore, Maryland 21201 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 1/14/2019 Number of hours devoted: 5 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: This is the Young Hearts Board for the American Heart Association. YH is the Junior Board for the AHA in the Baltimore area. I was nominated by our Market Executive Jeffrey Lubin. Board will meet to discuss strategy for AHA fundraising, etc. "I ""994805"", Name of OBA: Unendlich, Address: Baltimore, Maryland, Investment Related: N, Position, Title: ["Other"], Employee Start Date: 9/16/2022, No Hours: 3, Weekly, No Hours during trading: 0, Duties: A musical group. I will be performing with a band in a live capacity, to perform music. Small amounts of compensation may be earned.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-19 |
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