Samantha Stockner

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-01-19

NY RA
APPROVED

Since 2023-01-19

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

300 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Madeira Beach	FL	05/2005	Present

05/2005 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Madeira Beach, FL

Other Businesses

I* 1789302For profit or not for profit: Entity For ProfitName of outside business organization: The LindenInvestment related: noAddress of business: Lindenhurst, NY 11757Position, title, association: bar staffStart date of relationship: 4/19/2024Number of hours devoted: 10 hours weeklyNumber of hours devoted during trading hours: 0Duties: Server/Wait staff, one shift per weekend.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-06-08

S66 Uniform Combined State Law Examination

2021-06-08

Other Names

Samantha Ariel Stockner

View on SEC IAPD