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Danielle Nicole Flores

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Collins, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-10-16
TX RA APPROVED 2023-08-01
CA RA APPROVED 2023-07-27
  • CO RA
    APPROVED
    Since 2023-10-16
  • TX RA
    APPROVED
    Since 2023-08-01
  • CA RA
    APPROVED
    Since 2023-07-27

Branch Locations

2950 E Harmony Rd, Fort Collins, CO 80528 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated( Oakland CA 10/2018 Present
Danspace Oakland CA 09/2018 10/2018
Fournee Bakery Berkeley CA 09/2017 10/2018
Lunardi's Markets Walnut Creek CA 06/2013 09/2017
Diablo Valley College Pleasant Hill CA 08/2009 12/2016
  • 10/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated(
    Oakland, CA
  • 09/2018 → 10/2018
    Danspace
    Oakland, CA
  • 09/2017 → 10/2018
    Fournee Bakery
    Berkeley, CA
  • 06/2013 → 09/2017
    Lunardi's Markets
    Walnut Creek, CA
  • 08/2009 → 12/2016
    Diablo Valley College
    Pleasant Hill, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-25
S63 Uniform Securities Agent State Law Examination 2023-03-17
  • S65 Uniform Investment Adviser Law Examination
    2023-07-25
  • S63 Uniform Securities Agent State Law Examination
    2023-03-17
Other Names
  • Danielle Flores

View on SEC IAPD

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