Adam Robert Sarno

$5.74B regulatory AUM

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-04-13

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Schaumburg	IL	05/2020	03/2023
Butler University	Indianapolis	IN	08/2016	05/2020
Merrill Lynch Pierce Fenner & Smith	Indianapolis	IN	10/2018	08/2019
Signature Transportation Company	Arlington Heights	IL	05/2019	08/2019
Merrill Lynch Pierce Fenner & Smith	Indianapolis	IN	08/2019	04/2020
Bank Of America, N.A.	Schaumburg	IL	06/2020	03/2023
Lasalle St. Securities, Llc	Elmhurst	IL	04/2023	Present

05/2020 → 03/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Schaumburg, IL
08/2016 → 05/2020

Butler University

Indianapolis, IN
10/2018 → 08/2019

Merrill Lynch Pierce Fenner & Smith

Indianapolis, IN
05/2019 → 08/2019

Signature Transportation Company

Arlington Heights, IL
08/2019 → 04/2020

Merrill Lynch Pierce Fenner & Smith

Indianapolis, IN
06/2020 → 03/2023

Bank Of America, N.A.

Schaumburg, IL
04/2023 → Present

Lasalle St. Securities, Llc

Elmhurst, IL

Fixed Insurance Trustee of parents trust

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-08-28

Nearby Firms