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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-08-20
TX RA APPROVED 2020-08-20
  • LA RA
    APPROVED
    Since 2020-08-20
  • TX RA
    APPROVED
    Since 2020-08-20

Branch Locations

2054 Gause Blvd E, Slidell, LA 70461 • United States

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691) Slidell LA 10/2018 08/2020
St. Tammany Parish Development District Mandeville LA 01/2018 09/2018
St. Tammany Economic Development Foundation Mandeville LA 06/2003 12/2017
Bank Of America, N.A. Slidell LA 06/2019 08/2020
Sanctuary Securities, Inc. Slidell LA 08/2020 Present
Sanctuary Advisors, Llc Slidell LA 08/2020 Present
  • 10/2018 → 08/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691)
    Slidell, LA
  • 01/2018 → 09/2018
    St. Tammany Parish Development District
    Mandeville, LA
  • 06/2003 → 12/2017
    St. Tammany Economic Development Foundation
    Mandeville, LA
  • 06/2019 → 08/2020
    Bank Of America, N.A.
    Slidell, LA
  • 08/2020 → Present
    Sanctuary Securities, Inc.
    Slidell, LA
  • 08/2020 → Present
    Slidell, LA
Previous Registrations
Other Businesses

1) SLIDELL CIVIL SERVICE BOARD POSITION: Member NATURE: The Slidell Civil Service Board is an independent board representing the interests of all classified employees of the City of Slidell (Louisiana) and serves as an impartial review board that enacts and adjudicates City of Slidell Civil Service Rules to regulate personnel activities, and hears appeals from employees. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 9/19/2024 ADDRESS: PO Box 828, Slidell LA 70459, United States DESCRIPTION: I haven't received any formal duties/responsibilities from the Board yet as I just received an appointment letter and have yet to be contacted by the Board Chair. I am happy to update this as soon as I receive this information. In the meantime, I found the below duties via a Google search on "Duties of a Civil Service Board Member". Rule making: Adopt, amend, and enforce rules and regulations for employment and appointment Eligibility certification: Certify lists for entrance, promotion, and transfer Guidance and recommendations: Provide guidance and make recommendations for employment activities and testing procedures Hearings: Conduct hearings and make decisions on appeals from employees who have been suspended, demoted, discharged, or reduced in rank Subpoenas: Administer oaths and subpoena witnesses and documents relevant to hearings Personnel selection: Oversee the design of personnel selection Discrimination appeals: Provide a forum for employees to appeal claims of discrimination Trial Board hearings: Administer Trial Board hearings with members of the Civil Service Adjunct Panel Investigations: Conduct investigations into Civil Service management and report findings to the City Council Appointment: Appoint a Civil Service Director when a vacancy occurs 2) CITY OF SLIDELL POSITION: Appointed member of the Slidell Civil Service Board. I was informed that we are paid $75 for each meeting we attend. Meetings are every other month (6 per year = $450) with special meetings called when needed. I was also informed that I'm being enrolled in the Louisiana Public Employees Deferred Compensation Plan. I will disclose the account information once I receive it. NATURE: City government in the State of Louisiana whose purpose is to oversee the operations and functions for the incorporated area considered the City of Slidell. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 9/19/2024 ADDRESS: PO Box 828, Slidell LA 70459, United States DESCRIPTION: The board meets, at a minimum, of once every other month. Rule making: Adopt, amend, and enforce rules and regulations for employment and appointment Eligibility certification: Certify lists for entrance, promotion, and transfer Guidance and recommendations: Provide guidance and make recommendations for employment activities and testingprocedures Hearings: Conduct hearings and make decisions on appeals from employees who have been suspended, demoted,discharged, or reduced in rank Subpoenas: Administer oaths and subpoena witnesses and documents relevant to hearingsPersonnel selection: Oversee the design of personnel selection Discrimination appeals: Provide a forum for employees to appeal claims of discriminationTrial Board hearings: Administer Trial Board hearings with members of the Civil ServiceAdjunct Panel Investigations: Conduct investigations into Civil Service management and report findings to the City Council Appointment: Appoint a Civil Service Director when a vacancy occurs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-21
  • S66 Uniform Combined State Law Examination
    2019-02-21
Other Names
  • Tracy Lynn Finch
  • Tracy Clanton

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