Kelli Jo Robbins

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-12-20

FL RA
APPROVED

Since 2019-12-20

Branch Locations

New Port Richey, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Proequities Inc	Cincinnati	OH	10/2018	05/2019
Protective Life	Cincinnati	OH	10/2018	05/2019
Ohio National Financial Services	Cincinnati	OH	09/2015	09/2018
Transamerica Investors Securities Corporation	St. Petersburg	FL	10/2019	Present
Metlife	Tampa	FL	05/2019	10/2019
Transamerica Life Insurance Company	St. Petersburg	FL	10/2019	Present

10/2018 → 05/2019

Proequities Inc

Cincinnati, OH
10/2018 → 05/2019

Protective Life

Cincinnati, OH
09/2015 → 09/2018

Ohio National Financial Services

Cincinnati, OH
10/2019 → Present

Transamerica Investors Securities Corporation

St. Petersburg, FL
05/2019 → 10/2019

Metlife

Tampa, FL
10/2019 → Present

Transamerica Life Insurance Company

St. Petersburg, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-12-10
S63	Uniform Securities Agent State Law Examination	2019-02-22

S65 Uniform Investment Adviser Law Examination

2019-12-10
S63 Uniform Securities Agent State Law Examination

2019-02-22

Other Names

Kelli Jo Wolters
Kelli Jo Robbins

View on SEC IAPD