Alexander Michael Riccobono

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2018 → 01/2019
  Key Bank
  Seattle, WA
• 07/2018 → 10/2018
  Rbc Wealth Management
  Seattle, WA
• 12/2014 → 07/2018
  Holland America Group
  Seattle, WA
• 01/2019 → 05/2022
  Ameriprise Financial Services, Inc
  Mercer Island, WA
• 05/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-10-12 → 2022-06-02
  Ameriprise Financial Services, Llc
  Mercer Island, WA

Exams

• S66 Uniform Combined State Law Examination
  2019-08-14