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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-07-10
  • MD RA
    APPROVED
    Since 2024-07-10

Branch Locations

8850 Stanford Blvd #2000, Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Baltimore MD 10/2018 09/2020
The Ups Store Canton MD 01/2017 09/2018
Severna Park Racquetball And Fitness Club Severna Park MD 05/2014 09/2016
Loyola University Of Maryland Baltimore MD 08/2014 12/2020
Jpmorgan Chase Bank, N.A. Baltimore MD 05/2021 01/2022
J.P. Morgan Securities Llc Baltimore MD 05/2021 01/2022
Alex Brown, A Division Of Raymond James Baltimore MD 10/2018 10/2020
E & J Management Llc Baltimore MD 12/2017 05/2018
Unemployed Baltimore MD 01/2021 04/2021
Alight Financial Solutions Lincolnshire IL 02/2022 09/2022
Athlon Wealth Advisors Columbia MD 03/2023 Present
Cambridge Investment Research, Inc. Fairfield IA 05/2023 Present
Unemployed Baltimore MD 10/2022 02/2023
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2024 Present
  • 10/2018 → 09/2020
    Raymond James & Associates, Inc.
    Baltimore, MD
  • 01/2017 → 09/2018
    The Ups Store
    Canton, MD
  • 05/2014 → 09/2016
    Severna Park Racquetball And Fitness Club
    Severna Park, MD
  • 08/2014 → 12/2020
    Loyola University Of Maryland
    Baltimore, MD
  • 05/2021 → 01/2022
    Jpmorgan Chase Bank, N.A.
    Baltimore, MD
  • 05/2021 → 01/2022
    J.P. Morgan Securities Llc
    Baltimore, MD
  • 10/2018 → 10/2020
    Alex Brown, A Division Of Raymond James
    Baltimore, MD
  • 12/2017 → 05/2018
    E & J Management Llc
    Baltimore, MD
  • 01/2021 → 04/2021
    Unemployed
    Baltimore, MD
  • 02/2022 → 09/2022
    Alight Financial Solutions
    Lincolnshire, IL
  • 03/2023 → Present
    Athlon Wealth Advisors
    Columbia, MD
  • 05/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2022 → 02/2023
    Unemployed
    Baltimore, MD
  • 07/2024 → Present
    Fairfield, IA
Other Businesses

1.ATHLON ADVISORS, 10715 LITTLE PATUXENT PARKWAY SUITE 120 COLOMBIA MD 21044, 05/2025, Service advisor, Insurance/Benefits/Human Resources, NIR, 130 HR/MO 120 HR/MO TRADING 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 7/10/2024

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-15
S63 Uniform Securities Agent State Law Examination 2021-06-22
  • S65 Uniform Investment Adviser Law Examination
    2024-04-15
  • S63 Uniform Securities Agent State Law Examination
    2021-06-22
Other Names
  • John Thomas Perrot

View on SEC IAPD

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