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Amy Nicole Erck

Morgan Stanley

Wayzata, MN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-07
MN RA APPROVED 2022-05-16
  • TX RA
    APPROVED
    Since 2022-07-07
  • MN RA
    APPROVED
    Since 2022-05-16

Branch Locations

445 East Lake Street Suite 320, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Wayzata MN 11/2018 Present
The Law Office Of Amy N Johnson, Pllc Robbinsdale MN 09/2013 09/2017
Beacon Hill Staffing Group Minneapolis MN 02/2017 02/2018
Kroll Ontrack Eden Prairie MN 02/2018 03/2018
The Fountain Group Minneapolis MN 05/2018 11/2018
Beacon Hill Staffing Group Minneapolis MN 03/2018 04/2018
Beacon Hill Staffing Group Minneapolis MN 09/2015 04/2018
Kroll Ontrack Eden Prairie MN 12/2015 12/2017
  • 11/2018 → Present
    Morgan Stanley Smith Barney Llc
    Wayzata, MN
  • 09/2013 → 09/2017
    The Law Office Of Amy N Johnson, Pllc
    Robbinsdale, MN
  • 02/2017 → 02/2018
    Beacon Hill Staffing Group
    Minneapolis, MN
  • 02/2018 → 03/2018
    Kroll Ontrack
    Eden Prairie, MN
  • 05/2018 → 11/2018
    The Fountain Group
    Minneapolis, MN
  • 03/2018 → 04/2018
    Beacon Hill Staffing Group
    Minneapolis, MN
  • 09/2015 → 04/2018
    Beacon Hill Staffing Group
    Minneapolis, MN
  • 12/2015 → 12/2017
    Kroll Ontrack
    Eden Prairie, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-16
  • S66 Uniform Combined State Law Examination
    2022-05-16
Other Names
  • Amy Nicole Johnson

View on SEC IAPD

Other Firms

LARSON FINANCIAL GROUP, LLC
EDWARD JONES
WALLEYE CAPITAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
GARDA CAPITAL PARTNERS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
BANNERSTONE CAPITAL

Other Investors

JOSEPH ANTHONY DELMONICO
GREGORY CHARLES RIELAND
BRIAN JEROME WARPINSKI
JEAN PAUL PRENEVOST
ESTELLA MORA ECKART
JESSICA ROSE HINDERMANN
Keighley J Spott
GREGORY PAUL OLSON

Other Offices

LARSON FINANCIAL GROUP, LLC · Wayzata, MN
EDWARD JONES · Wayzata, MN
WALLEYE CAPITAL LLC · WAYZATA, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAYZATA, MN
GARDA CAPITAL PARTNERS · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA , MN
LPL FINANCIAL LLC · WAYZATA, MN

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