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Catherine Gumpman Springer

Morgan Stanley

Newport News, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-15
VA RA APPROVED 2022-08-15
  • TX RA
    APPROVED
    Since 2022-08-15
  • VA RA
    APPROVED
    Since 2022-08-15

Branch Locations

701 Town Center Drive Suite 902, Newport News, VA 23606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Pewaukee WI 05/2021 07/2022
Wells Fargo Bank, Na Pewaukee WI 05/2020 07/2022
Edward Jones Investments St Louis MO 10/2018 05/2020
Home Maker West Columbia SC 05/2016 09/2018
Morgan Stanley Newport News VA 07/2022 Present
Morgan Stanley Private Bank, N.A New York NY 06/2025 Present
  • 05/2021 → 07/2022
    Wells Fargo Clearing Services, Llc
    Pewaukee, WI
  • 05/2020 → 07/2022
    Wells Fargo Bank, Na
    Pewaukee, WI
  • 10/2018 → 05/2020
    Edward Jones Investments
    St Louis, MO
  • 05/2016 → 09/2018
    Home Maker
    West Columbia, SC
  • 07/2022 → Present
    Morgan Stanley
    Newport News, VA
  • 06/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-01
  • S66 Uniform Combined State Law Examination
    2021-10-01
Other Names
  • Catherine Gumpman Springer
  • Catie Gumpman
  • Catherine Gumpman
  • Catherine G Springer

View on SEC IAPD

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SHANNON METCALFE GREEN
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Other Offices

LPL FINANCIAL LLC · NEWPORT NEWS, VA
OCTOBER EFFECT LTD. · Newport News, VA
INTERACTIVE FINANCIAL ADVISORS · Newport News, VA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEWPORT NEW, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Newport News, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NEWPORT NEWS, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Newport News, VA
HAAS INVESTMENT MANAGEMENT LLC · NEWPORT NEWS, VA

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