Ian Michael Stratman

Employer firm

Stonebridge Wealth Systems LLC CRD 327894

$369M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2018 → 05/2019
  Pruco Securities, Llc
  Omaha, NE
• 08/2016 → 12/2018
  Nebraska Bank Of Commerce
  Lincoln, NE
• 02/2019 → 05/2019
  The Prudential Insurance Company Of America
  Omaha, NE
• 05/2019 → 07/2019
  Se2
  Lincoln, NE
• 08/2019 → 04/2026
  Principal Securities Inc
  Grand Island, NE
• 07/2019 → 04/2026
  Principal Life Insurance Company
  Grand Island, NE
• 06/2024 → 04/2026
  Principal Advised Services
  Grand Island, NE
• 04/2026 → Present
  Stonebridge Wealth Systems
  Grand Island, NE

Previous Registrations

• 2024-08-14 → 2026-04-16
  Principal Advised Services
  Des Moines, IA
• 2023-06-03 → 2023-11-26
  Principal Securities, Inc.
  Grand Island, NE
  Des Moines, IA
  Grand Island, NE
  Des Moines, IA
  Grand Island, NE

Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/31/2021 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams

• S66 Uniform Combined State Law Examination
  2023-05-24
• S63 Uniform Securities Agent State Law Examination
  2021-07-29

Other Names

• Ian Michael Stratman
• Ian Stratman