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Maria Esmeralda Becerra

Cambridge Investment Research Advisors, Inc.

Kennewick, WA

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-09-15
  • WA RA
    APPROVED
    Since 2025-09-15

Branch Locations

601 N Young St., Ste. B, Kennewick, WA 99336 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E.K. Riley Investments Seattle WA 08/2012 11/2020
Lpl Financial Llc Kennewick WA 10/2020 08/2021
Commonwealth Financial Network San Diego CA 08/2021 09/2025
Cambridge Investment Research, Inc. Fairfield IA 09/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2025 Present
Previous Registrations
  • 2021-08-31 → 2025-09-15
    Commonwealth Financial Network
    Kennewick, WA
  • 2020-10-01 → 2021-09-20
    Lpl Financial Llc
    Kennewick, WA
    Portland, OR
    Kennewick, WA
  • 2012-08-16 → 2020-11-06
    Ek Riley Investments, Llc
    Seattle, WA
    Kennewick, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
  • 2008-06-24 → 2012-08-17
    D.A. Davidson & Co.
    Kennewick, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-23
  • S66 Uniform Combined State Law Examination
    2008-06-23
Other Names
  • Maria Esmeralda Morfin
  • Maria Esmeralda Figueroa

View on SEC IAPD

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Other Offices

CENTAURUS FINANCIAL, INC. · KENNEWICK, WA
EDWARD JONES · KENNEWICK, WA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · KENNEWICK, WA
BRIDGE CAPITAL CONSULTING, LLC · Kennewick, WA
THE RETIREMENT SOLUTION LLC · Kennewick, WA
PETERSEN HASTINGS WEALTH ADVISORS, INC. · KENNEWICK, WA
WELLS FARGO CLEARING SERVICES, LLC · KENNEWICK, WA
MORGAN STANLEY · Kennewick, WA

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