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10 Glenlake Parkway North Tower, Suite 1000, Atlanta, GA 30328 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-08 |
| GA | RA | APPROVED | 2022-06-14 |
Branch Locations
10 Glenlake Parkway North Tower, Suite 1000, Atlanta, GA 30328 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Atlanta | GA | 09/2018 | 05/2021 |
| Kpmg | Atlanta | GA | 04/2017 | 09/2018 |
| Pwc | Atlanta | GA | 09/2014 | 04/2017 |
| Regions Securities Llc | Atlanta | GA | 10/2018 | 05/2021 |
| Capital Investment Advisors, Llc | Atlanta | GA | 04/2022 | 07/2023 |
| Safe-Guard Products International, Llc | Atlanta | GA | 05/2021 | 04/2022 |
| Capital Investment Advisors, Llc | Atlanta | GA | 07/2026 | Present |
| Capital Investment Advisors | Atlanta | GA | 08/2023 | 02/2024 |
| Capital Investment Advisors | Atlanta | GA | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-22 |
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