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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-30 |
| MO | RA | APPROVED | 2024-03-21 |
Branch Locations
2415 Carter Lane Suite 101, Columbia, MO 65201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Columbia | MO | 05/2015 | 12/2017 |
| Api Elite | Columbia | MO | 01/2018 | 01/2019 |
| Geisha Sushi Bar | Columbia | MO | 01/2017 | 11/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2018 | 07/2021 |
| Northwestern Mutual Investment Services Llc | Columbia | MO | 12/2018 | 07/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2019 | 07/2021 |
| Commerce Brokerage Services Inc | Columbia | MO | 08/2021 | 03/2023 |
| Cetera Advisors Llc | St Cloud | MN | 03/2023 | Present |
| Ccr Wealth Management, | Columbia | MO | 03/2023 | Present |
| Taco'S Properties Llc | Columbia | MO | 04/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: CCR WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: TACO'S PROPERTIES LLC, INVESTMENT RELATED: NO, ADDRESS: 5603 BUTTON BUCK CIR, COLUMBIA, MO, 65202, NATURE OF BUSINESS: REAL ESTATE, START DATE: 04/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MANAGE RENTAL PROPERTY;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-09 |
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