Theodore David Swiontek

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
ND	RA	APPROVED	2025-02-24
OK	RA	APPROVED	2024-03-14
TX	RA	APPROVED_RES	2021-10-21
MN	RA	APPROVED	2019-07-16

ND RA
APPROVED

Since 2025-02-24
OK RA
APPROVED

Since 2024-03-14
TX RA
APPROVED_RES

Since 2021-10-21
MN RA
APPROVED

Since 2019-07-16

Branch Locations

Sabin, MN • United States

3575 45Th Street S Ste 104, Fargo, ND 58104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Food Services Of America	Fargo	ND	09/2015	01/2019
Thrivent Investment Management Inc	Fargo	ND	11/2018	Present
Thrivent Financial	Appleton	WI	01/2019	05/2019
Thrivent Financial	Appleton	WI	05/2019	Present

09/2015 → 01/2019

Food Services Of America

Fargo, ND
11/2018 → Present

Thrivent Investment Management Inc

Fargo, ND
01/2019 → 05/2019

Thrivent Financial

Appleton, WI
05/2019 → Present

Thrivent Financial

Appleton, WI

Other Businesses

CLAY COUNTY PHEASANTS FOREVER POSITION: Chairperson NATURE: Our focus is the natural habitat for pheasants, land upkeep and getting youth involved in hunting. We fundraise on an annual basis to keep food plots filled, work with local farmers and the DNR. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2022 ADDRESS: 3700 39th St S, Moorhead MN 56560, United States DESCRIPTION: I am involved in fundraising and asking for donations for our annual banquet. I will be selling raffle tickets as well but am aware I am not able to accept cash. I will be taking checks only written to CCPF. I attend monthly meetings and help at the banquet as a runner. I do not handle cash at this event.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-07-15
S63	Uniform Securities Agent State Law Examination	2019-03-08

S66 Uniform Combined State Law Examination

2019-07-15
S63 Uniform Securities Agent State Law Examination

2019-03-08

View on SEC IAPD