Emily E Gardner

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Williamsburg, VA

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-01-24
VA	RA	APPROVED	2022-02-17

TX RA
APPROVED_RES

Since 2023-01-24
VA RA
APPROVED

Since 2022-02-17

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

266 Mclaws Cir, Williamsburg, VA 23185 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Owens-Illinois	Toano	VA	07/2009	10/2018
Morgan Stanley Smith Barney Llc	Williamsburg	VA	11/2018	01/2019
Morgan Stanley	Williamsburg	VA	01/2019	06/2020
Morgan Stanley Private Bank, N.A.	New York	NY	01/2019	06/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Williamsburg	VA	12/2021	Present
Unemployed	Mechanicsville	VA	06/2020	12/2021

07/2009 → 10/2018

Owens-Illinois

Toano, VA
11/2018 → 01/2019

Morgan Stanley Smith Barney Llc

Williamsburg, VA
01/2019 → 06/2020

Morgan Stanley

Williamsburg, VA
01/2019 → 06/2020

Morgan Stanley Private Bank, N.A.

New York, NY
12/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Williamsburg, VA
06/2020 → 12/2021

Unemployed

Mechanicsville, VA

Previous Registrations

2018-12-20 → 2020-06-18

Morgan Stanley

Williamsburg, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-12-20

S66 Uniform Combined State Law Examination

2018-12-20

Other Names

Emily Elizabeth Woods
Emily E Gardner
Emily Elizabeth Gardner
Emily Woods

View on SEC IAPD

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