Brett Michael Steele

Charles Schwab & Co., Inc.

West Melbourne, FL

CRD 7030918

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-09-30

FL RA
APPROVED

Since 2024-09-30

Branch Locations

West Melbourne, FL • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade, Inc.	Charleston	WV	10/2018	06/2024
Unemployed	Charleston	WV	07/2018	09/2018
Verizon Wireless	South Charleston	WV	04/2014	06/2018
Charles Schwab & Co., Inc.	West Melbourne	FL	12/2020	Present

10/2018 → 06/2024

Td Ameritrade, Inc.

Charleston, WV
07/2018 → 09/2018

Unemployed

Charleston, WV
04/2014 → 06/2018

Verizon Wireless

South Charleston, WV
12/2020 → Present

Charles Schwab & Co., Inc.

West Melbourne, FL

Previous Registrations

2019-01-08 → 2021-01-12

Td Ameritrade, Inc.

Charleston, WV
2019-01-08 → 2021-01-12

Td Ameritrade Investment Management, Llc

Charleston, WV

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-12-27

S66 Uniform Combined State Law Examination

2018-12-27

Other Names

Brett Steele

View on SEC IAPD

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