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Sarah Peter

A.G.P. / Alliance Global Partners

Holmdel, NJ

Charlotte, NC

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Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-04-17
  • NC RA
    APPROVED
    Since 2024-04-17

Branch Locations

2137 Route 35 Suite 345, Holmdel, NJ 07733 • United States

700 East Blvd Unit 3, Charlotte, NC 28203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Olive Garden Oswego IL 08/2013 07/2017
College Of Dupage Glen Ellyn IL 08/2013 03/2017
Home Maker Aurora IL 07/2017 10/2018
National Securities Corp Chicago IL 10/2018 06/2021
B. Riley Wealth Advisors Charlotte NC 04/2022 Present
National Securities Corp Charlotte NC 06/2021 07/2022
B. Riley Wealth Management Charlotte NC 07/2022 Present
  • 08/2013 → 07/2017
    Olive Garden
    Oswego, IL
  • 08/2013 → 03/2017
    College Of Dupage
    Glen Ellyn, IL
  • 07/2017 → 10/2018
    Home Maker
    Aurora, IL
  • 10/2018 → 06/2021
    National Securities Corp
    Chicago, IL
  • 04/2022 → Present
    B. Riley Wealth Advisors
    Charlotte, NC
  • 06/2021 → 07/2022
    National Securities Corp
    Charlotte, NC
  • 07/2022 → Present
    B. Riley Wealth Management
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-25
  • S66 Uniform Combined State Law Examination
    2022-02-25

View on SEC IAPD

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Other Offices

UNIQUE FINANCIAL ADVISORS LLC · HOLMDEL, NJ
PNC WEALTH MANAGEMENT LLC · HOLMDEL, NJ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Middletown, NJ
WORLD INVESTMENT ADVISORS, LLC · MIDDLETOWN, NJ
EDWARD JONES · MIDDLETOWN, NJ
LPL FINANCIAL LLC · HOLMDEL, NJ
INTEGRATED WEALTH CONCEPTS LLC · HOLMDEL, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · Holmdel, NJ

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