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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2023-08-29 |
| IA | RA | APPROVED | 2022-06-09 |
| NH | RA | APPROVED | 2018-12-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Charlotte | NC | 05/2012 | 12/2018 |
| Wells Fargo Clearing Services Llc | Lebanon | NH | 12/2018 | Present |
JL ABATIELL CORP, NOT INV RELATED, RUTLAND, VT, 100% OWNERSHIP, START 12/8/1998, ZERO HOURS PER MONTH, ZERO DURING TRADING, INACTIVE WITH STATE FORMER BAGEL BAKERY AND DELI BUSINESS NO LONGER OPEN. SUNSET LTD., NOT INV RELATED, RUTLAND, VT, 100% OWNERSHIP, START 11/18/1976, ZERO HOURS PER MONTH, ZERO DURING TRADING, INACTIVE WITH STATE FORMER MOTEL BUSINESS NO LONGER OPEN.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-27 |
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