Robert Charles Tressler

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2018 → 03/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 06/2018 → 10/2018
  Unemployed
  Chicago, IL
• 01/2015 → 06/2018
  Medgar Evers College Cuny
  Brooklyn, NY
• 11/2013 → 06/2017
  One On One Physical Therapy Llc
  Brooklyn, NY
• 06/2017 → 03/2018
  One On One Physical Therapy Llc
  Brooklyn, NY
• 06/2017 → 01/2018
  Data Capital Management
  New York, NY
• 08/2017 → 05/2018
  Thurgood Marshall College Fund
  Brooklyn, NY
• 10/2018 → 03/2019
  Merrill Edge
  Rolling Meadows, IL
• 03/2019 → 11/2019
  J.P. Morgan Securities Llc
  Chicago, IL
• 03/2019 → 11/2019
  J.P. Morgan Securities Llc
  Chicago, IL
• 04/2020 → 12/2020
  Robinhood Financial, Llc
  Denver, CO
• 12/2019 → 04/2020
  Unemployed
  Louisville, CO
• 12/2020 → 10/2022
  Robinhood Markets, Inc
  Denver, CO
• 10/2022 → Present
  Cetera Financial Specialists, Llc
  Denver, CO
• 01/2023 → 07/2024
  Rkl Venutres, Llc Dba Na Occasion
  Denver, CO
• 04/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2024 → Present
  Na Occasion
  Erie, CO

Previous Registrations

• 2019-04-12 → 2019-12-04
  J.P. Morgan Securities Llc
  Chicago, IL
  Chicago, IL
• 2019-01-07 → 2019-03-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL

Other Businesses

1) NAME OF OTHER BUSINESS: NA OCCASION; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: YOUTUBE CHANNEL; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CREATE VIDEOS LEAVING REVIEWS ON NON-ALCOHOLIC PRODUCTS; 2) NAME OF OTHER BUSINESS: ROBERT TRESSLER DBA RKL VENUTRES INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: YOUTUBE CHANNEL; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RESEARCH AND DEVELOPMENT, PROPERT MANAGEMENT, BANKING AND INVESTMENT MANAGEMENT;

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-11
• S66 Uniform Combined State Law Examination
  2019-01-04

Other Names

• Rob Charles Tressler
• Robert Tressler
• Robert Charles Tressler
• Robert C Tressler
• Robert Charles Tressler
• Rob Tressler