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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-06-20 |
| TX | RA | APPROVED | 2023-06-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Las Vegas | NV | 09/2015 | 10/2018 |
| Wells Fargo Clearing Services, Llc | Las Vegas | NV | 10/2018 | 05/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Henderson | NV | 05/2023 | Present |
| Bank Of America, N.A. | Henderson | NV | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-13 |
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