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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-12-19
  • GA RA
    APPROVED
    Since 2018-12-19

Branch Locations

365 Peachtree Pkwy, Cumming, GA 30041 • United States

1595 Peachtree Pkwy, Ste 210, Cumming, GA 30041 • United States

3695 Peachtree Pkwy, Suwanee, GA 30024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Suwanee GA 09/2018 Present
Jpmorgan Chase Bank, N.A. Suwanee GA 06/2017 Present
Best Buy Duluth GA 05/2009 03/2017
Unemployed Snellville GA 03/2017 06/2017
  • 09/2018 → Present
    Suwanee, GA
  • 06/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Suwanee, GA
  • 05/2009 → 03/2017
    Best Buy
    Duluth, GA
  • 03/2017 → 06/2017
    Unemployed
    Snellville, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-14
  • S66 Uniform Combined State Law Examination
    2018-12-14
Other Names
  • Isaiah Sj Oh
  • Isaiah Oh
  • Isaiah Sungjoon Oh
  • Isaiah Sung Joon Oh

View on SEC IAPD

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