Bennett S. Stein

Current Employers

Stein Financial Llc

151 Regions Way Ste 6B, Destin, FL 32541 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-12-08

FL RA
APPROVED

Since 2025-12-08

Branch Locations

151 Regions Way Ste 6B, Destin, FL 32541 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Arbor Wealth Management, Llc	Miramar Beach	FL	09/2018	03/2022
Executive Ratings, Llc	Tallahassee	FL	01/2017	09/2018
Thomas Howell Ferguson Pa	Tallahassee	FL	06/2016	01/2017
Stein Financial Llc	Miramar Beach	FL	03/2022	Present

09/2018 → 03/2022

Arbor Wealth Management, Llc

Miramar Beach, FL
01/2017 → 09/2018

Executive Ratings, Llc

Tallahassee, FL
06/2016 → 01/2017

Thomas Howell Ferguson Pa

Tallahassee, FL
03/2022 → Present

Stein Financial Llc

Miramar Beach, FL

Previous Registrations

2018-11-01 → 2022-03-23

Arbor Wealth

Miramar Beach, FL

Other Businesses

STAND ALONE TAX PLANNING, PREPARATION, BOOKKEEPING, BUSINESS VALUATION SERVICES; NOT INVESTMENT RELATED; 495 GRAND BOULEVARD SUITE 206, MIRAMAR BEACH FL 32550; ROUGHLY 5% OF TIME PER MONTH SPENT ON THESE ACTIVITIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-10-15

S65 Uniform Investment Adviser Law Examination

2018-10-15

Designations

View on SEC IAPD