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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-02 |
| IL | RA | APPROVED | 2023-02-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Wheaton | IL | 09/2018 | 12/2022 |
| Jpmorgan Chase Bank, N.A. | Wheaton | IL | 08/2018 | 12/2022 |
| Systems Research Incorporated | Schaumburg | IL | 07/2017 | 09/2018 |
| Roanoke Insurance Group Inc. | Schaumburg | IL | 05/2006 | 07/2017 |
| 21St Century Videography | Schaumburg | IL | 08/2013 | Present |
| 21St Century Videography | Schaumburg | IL | 09/2015 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rockford | IL | 12/2022 | Present |
| Chef Vince's Zeal | Schaumburg | IL | 06/2017 | 07/2017 |
| Depaul University | Chicagoi | IL | 01/2000 | Present |
| Bank Of America, N.A. | Rockford | IL | 02/2023 | Present |
ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: 21ST CENTURY VIDEOGRAPHY POSITION: VIDEOGRAPHER START DATE: 9/1/2015 ADDRESS: Schaumburg, IL 60194 DETAILS: SPORTS VIDEOGRAPHY, FILMING HIGH SCHOOL GAMES DURING THE FOOTBALL SEASON. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 12 HOURS DURING TRADING: 0 I*: 2119271 Entity Type: For Profit Name of OBA: S. K. Address: Rockford, IL 61108 Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/06/2024 Number of Hours: 5 hrs mthly Number of Hours during trading: 0 Duties: Crafts - for a hobby, I do some custom laser engraving on wood, leather and metal and other woodwork (lathe spun pens, etc.). I am not filing for LLC or Corp, but periodically people ask to buy some of my items such as wooden greeting cards, etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-03 |
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