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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-02
IL RA APPROVED 2023-02-01
  • TX RA
    APPROVED
    Since 2023-02-02
  • IL RA
    APPROVED
    Since 2023-02-01

Branch Locations

973 Featherstone Rd, Rockford, IL 61107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Wheaton IL 09/2018 12/2022
Jpmorgan Chase Bank, N.A. Wheaton IL 08/2018 12/2022
Systems Research Incorporated Schaumburg IL 07/2017 09/2018
Roanoke Insurance Group Inc. Schaumburg IL 05/2006 07/2017
21St Century Videography Schaumburg IL 08/2013 Present
21St Century Videography Schaumburg IL 09/2015 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rockford IL 12/2022 Present
Chef Vince's Zeal Schaumburg IL 06/2017 07/2017
Depaul University Chicagoi IL 01/2000 Present
Bank Of America, N.A. Rockford IL 02/2023 Present
  • 09/2018 → 12/2022
    J.P. Morgan Securities Llc
    Wheaton, IL
  • 08/2018 → 12/2022
    Jpmorgan Chase Bank, N.A.
    Wheaton, IL
  • 07/2017 → 09/2018
    Systems Research Incorporated
    Schaumburg, IL
  • 05/2006 → 07/2017
    Roanoke Insurance Group Inc.
    Schaumburg, IL
  • 08/2013 → Present
    21St Century Videography
    Schaumburg, IL
  • 09/2015 → Present
    21St Century Videography
    Schaumburg, IL
  • 12/2022 → Present
    Rockford, IL
  • 06/2017 → 07/2017
    Chef Vince's Zeal
    Schaumburg, IL
  • 01/2000 → Present
    Depaul University
    Chicagoi, IL
  • 02/2023 → Present
    Bank Of America, N.A.
    Rockford, IL
Other Businesses

ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: 21ST CENTURY VIDEOGRAPHY POSITION: VIDEOGRAPHER START DATE: 9/1/2015 ADDRESS: Schaumburg, IL 60194 DETAILS: SPORTS VIDEOGRAPHY, FILMING HIGH SCHOOL GAMES DURING THE FOOTBALL SEASON. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 12 HOURS DURING TRADING: 0 I*: 2119271 Entity Type: For Profit Name of OBA: S. K. Address: Rockford, IL 61108 Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/06/2024 Number of Hours: 5 hrs mthly Number of Hours during trading: 0 Duties: Crafts - for a hobby, I do some custom laser engraving on wood, leather and metal and other woodwork (lathe spun pens, etc.). I am not filing for LLC or Corp, but periodically people ask to buy some of my items such as wooden greeting cards, etc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-21
S63 Uniform Securities Agent State Law Examination 2019-01-03
  • S65 Uniform Investment Adviser Law Examination
    2022-05-21
  • S63 Uniform Securities Agent State Law Examination
    2019-01-03
Other Names
  • Stephen E Knutson
  • Stephen Enoch Frank Knutson

View on SEC IAPD

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