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Hanh La

J.P. Morgan Securities LLC

Santa Clara, CA

Sacramento, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-06
CA RA APPROVED 2023-02-07
  • TX RA
    APPROVED_RES
    Since 2023-03-06
  • CA RA
    APPROVED
    Since 2023-02-07

Branch Locations

3057 Stevens Creek Blvd, Santa Clara, CA 95050 • United States

4741 Madison Ave, Floor 02, Sacramento, CA 95841 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. San Jose CA 01/2016 07/2017
Kaiser Permanente Oakland CA 07/2017 03/2018
Unemployed San Jose CA 04/2018 09/2018
J.P. Morgan Securities Llc Santa Clara CA 09/2018 Present
Jpmorgan Chase Bank, N.A. Santa Clara CA 09/2018 Present
  • 01/2016 → 07/2017
    Jp Morgan Chase Bank, N.A.
    San Jose, CA
  • 07/2017 → 03/2018
    Kaiser Permanente
    Oakland, CA
  • 04/2018 → 09/2018
    Unemployed
    San Jose, CA
  • 09/2018 → Present
    J.P. Morgan Securities Llc
    Santa Clara, CA
  • 09/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Santa Clara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-03
S63 Uniform Securities Agent State Law Examination 2018-12-27
  • S66 Uniform Combined State Law Examination
    2023-02-03
  • S63 Uniform Securities Agent State Law Examination
    2018-12-27
Other Names
  • Hanh La
  • Hanh Dac La

View on SEC IAPD

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