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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | San Francisco | CA | 10/2018 | 01/2019 |
| Work Force Athletics | San Francisco | CA | 03/2018 | 12/2018 |
| Jcc Maccabi Sports Camp | San Francisco | CA | 06/2016 | 04/2019 |
| Bentley School | Oakland | CA | 10/2011 | 06/2018 |
| Teachers On Reserve | Glendale | CA | 09/2018 | 05/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oakland | CA | 06/2019 | 07/2021 |
| Northwest Mutual | Walnut Creek | CA | 05/2019 | 06/2019 |
| Bank Of America, N.A. | Oakland | CA | 08/2019 | 07/2021 |
| Charles Schwab & Co., Inc. | Oakland | CA | 08/2021 | Present |
| Charles Schwab Bank, Ssb | Oakland | CA | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-10 |
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