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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2022-12-08 |
Branch Locations
13007 South Us27, Dewitt, MI 48820 • United States
4815 Okemos Road, Okemos, MI 48864 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank N.A. | Lansing | MI | 09/2018 | Present |
| Huntington National Bank | Lansing | MI | 10/2014 | 09/2018 |
| Jpmorgan Securities Llc. | Lansing | MI | 09/2018 | Present |
| Huntington Bank | Lansing | MI | 10/2014 | 09/2018 |
| Chase | Okemos | MI | 09/2018 | 08/2022 |
| Fifth Third Bank | Dewitt | MI | 08/2022 | Present |
| Fifth Third Securities | Dewitt | MI | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-17 |
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