Jason James Fial

Current Employers

Employment History

• 05/2003 → 03/2018
  Country Insurance & Financial Services
  Scottsdale, AZ
• 05/2018 → Present
  Cetera Advisors Llc
  Denver, CO
• 09/2020 → Present
  Heartland Payroll Services
  Scottsdale, AZ
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2024 → Present
  Pinnacle Wealth Advisors, Llc
  Scottsdale, AZ

Other Businesses

1. NAME OF OTHER BUSINESS: WILDE WEALTH MANAGEMENT GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2018; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: MANAGE ASSETS FOR CLIENTS AND WORK TO DEVELOP FINANCIAL GOALS; 2. NAME OF OTHER BUSINESS: JASON FIAL INSURANCE AGENCY INC.; INVESTMENT RELATED: NO; ADDRESS: 7025 N SCOTTSDALE RD #115, SCOTTSDALE, AZ 85253; NATURE OF BUSINESS: P&C INSURANCE AGENCY; START DATE: 07/2006; POSITION/TITLE/RELATIONSHIP: OWNER / PRINCIPLE; APX NUMBER OF HOURS PER WEEK: 5-10; APX NUMBER OF HOURS DURING TRADING HOURS: 5-10; BRIEF DESCRIPTION OF DUTIES: OVERSEE OPERATIONS AND HELP STAFF WHEN NEEDED; 3. NAME OF OTHER BUSINESS: HEARTLAND PAYROLL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PAYROLL SERVICES; START DATE: 9/2020; POSITION/TITLE/RELATIONSHIP: REFERRAL SERVICE; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: REFERRAL OF CLIENTS WHO MAY NEED PAYROLL SERVICES; 4. NAME OF OTHER BUSINESS: JCBA INVESTMEMTS, LLC; INVESTMENT RELATED: NO; ADDRESS: 4313 E HASHKNIFE RD PHOENIX AZ 85050; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 7/2017; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SHELL ACCOUNT THAT HOLDS CASH FOR ASSET PROTECTION; 5. NAME OF OTHER BUSINESS: PINNACLE WEALTH ADVISORS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING LLC; START: 03/2024; TITLE: PART OWNER/PARTNER; APX # OF HRS/WK: 0; APX # OF HRS DURING TRADING HRS: 0; DUTIES: HOLDING COMPANY/NONE;

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-04-21
• S63 Uniform Securities Agent State Law Examination
  2005-11-07